Section 16 Filings of our Executive Officers and Directors

Executive Officers

Lloyd C. Blankfein
Form 4 filed January 15, 2009

Alan M. Cohen
Form 4 filed December 19, 2008
Form 4 filed January 15, 2009
Form 4 filed May 19, 2009

Gary D. Cohn
Form 4 filed January 15, 2009

J. Michael Evans
Form 3/A filed November 7, 2008
Form 4 filed January 15, 2009
Form 4 filed January 22, 2009

Gregory K. Palm
Form 4 filed December 19, 2008
Form 4 filed January 15, 2009

Michael S. Sherwood  
Form 4 filed January 15, 2009
Form 4 filed February 6, 2009
Form 4 filed November 17, 2009
Form 4 filed November 18, 2009
Form 4 filed November 19, 2009
Form 4 filed November 20, 2009

Sarah G. Smith
Form 4 filed December 19, 2008
Form 4 filed January 15, 2009
Form 4 filed October 20, 2009

Esta E. Stecher
Form 4 filed December 19, 2008
Form 4 filed January 15, 2009

David A. Viniar
Form 4 filed January 15, 2009

John S. Weinberg
Form 4 filed January 15, 2009

Former Executive Officers

Jon Winkelried
Form 4 filed January 15, 2009

Non-Executive Directors

John H. Bryan
Form 4 filed December 19, 2008

Claes Dahlbäck 
Form 4 filed December 19, 2008

Stephen Friedman
Form 4 filed December 19, 2008
Form 4 filed January 26, 2009

William W. George
Form 4 filed December 19, 2008

Rajat K. Gupta
Form 4 filed December 19, 2008

James A. Johnson
Form 4 filed December 19, 2008

Lois D. Juliber
Form 4 filed December 19, 2008

Lakshmi N. Mittal
Form 4 filed December 19, 2008

James J. Schiro
Form 3 filed May 14, 2009

Ruth J. Simmons
Form 4 filed December 19, 2008