Section 16 Filings of our Executive Officers and Directors

Executive Officers

Lloyd C. Blankfein
Form 4 filed January 27, 2010
Form 4 filed February 5, 2010
Form 4 filed August 13, 2010

Alan M. Cohen
Form 4 filed January 27, 2010
Form 4 filed February 5, 2010
Form 4 filed July 30, 2010

Gary D. Cohn 
Form 4 filed January 27, 2010
Form 4 filed February 5, 2010
Form 4 filed August 13, 2010

J. Michael Evans
Form 4 filed November 25, 2009  
Form 4 filed November 27, 2009
Form 4 filed January 27, 2010
Form 4 filed February 5, 2010

Gregory K. Palm
Form 4 filed January 27, 2010
Form 4 filed February 5, 2010
Form 4 filed August 13, 2010

Michael S. Sherwood  
Form 4 filed November 17, 2009
Form 4 filed November 18, 2009
Form 4 filed November 19, 2009
Form 4 filed November 20, 2009
Form 4 filed November 23, 2009
Form 4 filed November 24, 2009
Form 4 filed November 25, 2009
Form 4 filed November 27, 2009
Form 4 filed January 27, 2010

Sarah G. Smith 
Form 4 filed October 20, 2009
Form 4 filed January 27, 2010
Form 4 filed February 5, 2010
Form 4 filed August 13, 2010

Esta E. Stecher
Form 4 filed January 27, 2010
Form 4 filed February 5, 2010
Form 4 filed February 10, 2010
Form 4 filed March 2, 2010
Form 4 filed August 13, 2010

David A. Viniar
Form 4 filed January 27, 2010
Form 4 filed February 5, 2010
Form 4 filed August 13, 2010

John S. Weinberg
Form 4 filed January 27, 2010
Form 4 filed February 5, 2010
Form 4 filed August 13, 2010

 
Non-Executive Directors

John H. Bryan
Form 4 filed February 5, 2010
Form 4 filed February 19, 2010

Claes Dahlbäck 
Form 4 filed February 5, 2010

Stephen Friedman
Form 4 filed February 5, 2010

William W. George
Form 4 filed February 5, 2010

James A. Johnson
Form 4 filed February 5, 2010
Form 4 filed July 23, 2010

Lois D. Juliber
Form 4 filed February 5, 2010

Lakshmi N. Mittal
Form 4 filed February 5, 2010

James J. Schiro
Form 4 filed February 5, 2010

H. Lee Scott, Jr.
Form 3 filed May 10, 2010

Former Non-Executive Directors

Rajat K. Gupta
Form 4 filed February 5, 2010

Ruth J. Simmons
Form 4 filed February 5, 2010