Section 16 Filings of our Executive Officers and Directors

Executive Officers

Lloyd C. Blankfein
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

Alan M. Cohen
Form 4 filed February 16, 2011
Form 4 filed March 1, 2011
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

Gary D. Cohn 
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

Edith W. Cooper
Form 3 filed April 13, 2011
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

J. Michael Evans
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

Gregory K. Palm 
Form 4 filed November 25, 2011 
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

John F.W. Rogers
Form 3 filed April 13, 2011
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

Michael S. Sherwood    
Form 4 filed July 28, 2011
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

Sarah G. Smith 
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

David A. Viniar 
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

John S. Weinberg
Form 4 filed January 27, 2012
Form 4 filed February 3, 2012

 
Non-Executive Directors

John H. Bryan
Form 4 filed February 3, 2012

M. Michele Burns
Form 3 filed October 28, 2011
Form 4 filed February 3, 2012

Claes Dahlbäck 
Form 4 filed February 3, 2012

Stephen Friedman
Form 4 filed February 3, 2012

William W. George
Form 4 filed February 3, 2012

James A. Johnson 
Form 4 filed October 28, 2011
Form 4 filed February 3, 2012

Lois D. Juliber
Form 4 filed February 3, 2012

Lakshmi N. Mittal
Form 4 filed February 3, 2012

James J. Schiro
Form 4 filed February 3, 2012 

Debora L. Spar
Form 3 filed June 17, 2011
Form 4 filed February 3, 2012