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Regulatory Disclosures

Regulatory Disclosures

28 FEB 2017 - Rule 605 - JAN 2017

28 FEB 2017 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

31 JAN 2017 - Rule 605 - DEC 2016

31 JAN 2017 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

29 DEC 2016 - Rule 605 - NOV 2016

29 DEC 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

30 NOV 2016 - Rule 605 - OCT 2016

30 NOV 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

31 OCT 2016 - Rule 605 - SEP 2016

31 OCT 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

30 SEP 2016 - Rule 605 - AUG 2016

30 SEP 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

31 AUG 2016 - Rule 605 - JUL 2016

31 AUG 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

29 JUL 2016 - Rule 605 - JUN 2016

29 JUL 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

30 JUN 2016 - Rule 605 - May 2016

31 MAY 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

31 MAY 2016 - Rule 605 - April 2016

29 APR 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

29 APR 2016 - Rule 605 - March 2016

31 MAR 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

31 MAR 2016 - Rule 605 - February 2016

29 FEB 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

29 JAN 2016 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P

31 DEC 2015 - Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

31 DEC 2011 - GSEC Consolidated Statement of Financial Condition

30 JUN 2011 - GSEC Consolidated Statement of Financial Condition

06 MAY 2011 - Extended Hours Trading Disclosures

31 DEC 2010 - GSEC's Consolidated Statement of Financial Condition

04 OCT 2007 - Exchange and Market Rules and Regulations

04 OCT 2007 - Automated Trading Systems Requirements and Registration

01 APR 2007 - Options Disclosure Document