Seung

A new regulation called Markets in Financial Instruments Directive (MIFID) will be implemented from November 2007, and I am ensuring that GIR meets all new European rule requirements associated with this regulation. My work is a combination of individual and team work. I tend to work individually on more local issues, such as ad hoc queries or European regulatory updates, and work with a team on global projects, including drafting policies and procedures or training initiatives.

Probably the hardest part of my job is having to deliver difficult messages to my clients. However, I try to build strong business relationships with all of them to ensure that they understand the nature of compliance and how it plays an important role in protecting the firm’s reputation.

The most rewarding part of my job is my interaction with clients. Clients value my work and advice, and it is extremely rewarding to be helpful and to find solutions rather than just saying no. Clients trust my ability to resolve issues. It is good to create a positive perception of compliance services.