Legal and Internal Audit

Internal Audit is a global organization with over 200 members based in New York, London, Tokyo, Hong Kong, Moscow and Bangalore.

Our mandate spans many businesses and locations across the globe. Internal Audit is organized into multiple teams of business and technology auditors, as well as management support groups.

Global Audit Teams

The Capital Markets team covers the firm’s Securities, Investment Banking and Global Investment Research businesses.

The Investment Management team covers the firm’s Private Wealth Management, Asset Management and Merchant Banking businesses.

The Corporate team covers the firm’s Risk Management, Corporate Governance, Finance, Legal, Compliance and Regulatory Reporting areas.

The Enterprise team covers Human Capital Management, Services and the Executive Office.

The GS Bank USA team covers all activities related to the firm’s Banking entity.

The Global Infrastructure team covers the design, implementation, and management of global infrastructure technology, including operating systems, databases, voice systems, networks, e-mail and contingency planning and crisis management.

The Audit Support Function (ASF) is responsible for providing management analytics and reporting necessary to effectively manage our people, budgets and the firm’s audit portfolio. The group is also responsible for the execution and oversight of many departmental initiatives.

The Quality Assurance team helps Internal Audit to continually improve internal processes to optimize risk coverage, the quality and consistency of the work we perform and the operational efficiency with which work is executed.