Unique Positions
Global Compliance - New York - Analyst/Associate - Equities Compliance (Position #21935)
The role of the Divisional Compliance Officer is to articulate and maintain the standards of conduct required of the Firm’s businesses as well as the laws, regulations and policies governing these equity and credit businesses in order to assist the Firm in avoiding economic, regulatory and legal liability and risk to reputation.
Key skill sets include:
- 2-4 years Compliance/Legal/Regulatory background
- Strong knowledge of general trading rules/regulations (NYSE, NASDAQ, Options)
- Strong analytical skills required
- Effective communication skills
- Ability to handle multiple tasks simultaneously and work under pressure
How to Apply:
Apply online through the Americas Experienced Hire Application System
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